Compliance software upgrade at Towerpoint Wealth

A BIG thank you to our Client Service Specialist, Raquel Jackson, and to Leigh Emery, IACCP® of Dynasty Financial Partners, as we upgraded our financial technology “stack” in implementing a comprehensive new cloud-based compliance system.

Leigh continues to be instrumental in helping us work both intelligently and efficiently in properly managing our ever-increasing compliance obligations in a challenging regulatory environment. Leigh (along with Dynasty’s full compliance team) provides us with excellent ongoing support, practical guidance, and real-world solutions to a myriad of compliance issues and responsibilities, and we are lucky to have her as a trusted partner.